Browsing USN Open Archive by Author "Holter Antonsen, Helena"
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Developing a Maturity Model for the Compliance Function of Investment Firms: A Preliminary Case Study from Norway
Holter Antonsen, Helena; Madsen, Dag Øivind (Journal article; Peer reviewed, 2021)This paper develops a model for the assessment of the maturity of the compliance function of investment firms. The model indicates a path of evolution wherein the compliance function matures from being reactive and ...